Jonathan Thompson

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Russell & Co Financial Advisers LLP

    FRN 529125

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 1 Apr 2025)
    • [FCA CF] Client dealing (since 1 Apr 2025)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (28 Jan 2022 to 3 Jul 2023)
    • CF30 Customer (3 Dec 2021 to 3 Jul 2023)
  • Ginkgo Financial Ltd (no longer approved here)

    FRN 912144

    • (3)Employed By (3 Dec 2021 to 3 Jul 2023)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 28 Jan 2022)
    • CF30 Customer (2 Apr 2012 to 27 Jan 2022)
  • Ashley Law Limited (no longer approved here)

    FRN 498488

    • Employed By (27 Mar 2009 to 3 Jul 2023)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.