RSMR Portfolio Services Limited

• Principal Place of Business

  20 Ryefield Business Park

  Belton Road

  Silsden

  W Yorks

  BD20 0EE

  UNITED KINGDOM

  Phone

  +441535656555

  Web

  https://www.rsmr.co.uk

• Complaints Contact

  20 Ryefield Business Park

  Belton Road

  Silsden

  W Yorks

  BD20 0EE

  UNITED KINGDOM

  Phone

  +441535656555

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Professional, Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Professional, Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Allan Geoffrey Mills

  IRN AGM01187

  • [FCA CF] Material risk taker (since 1 Jan 2022)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (2 Jan 2018 to 8 Dec 2019)
• Graham John Austin O'Neill

  IRN GJO01030

  • CF1 Director (2 Jan 2018 to 1 Mar 2019)
• James McQuade

  IRN JXM01028

  • 14. Managing investments
  • [FCA CF] Material risk taker (since 1 Jan 2023)
  • [FCA CF] Functions requiring qualifications (since 30 Nov 2021)
  • [FCA CF] Client dealing (since 1 Jul 2021)
• Kenneth Rayner

  IRN KAR00007

  • 14. Managing investments
  • [FCA CF] Functions requiring qualifications (since 1 Jan 2022)
  • [FCA CF] Client dealing (since 1 Jan 2022)
  • [FCA CF] Material risk taker (since 1 Jan 2022)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF1 Chief Executive (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • CF3 Chief Executive (2 Jan 2018 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (2 Jan 2018 to 8 Dec 2019)
  • CF10 Compliance Oversight (2 Jan 2018 to 8 Dec 2019)
  • CF1 Director (2 Jan 2018 to 8 Dec 2019)
• Naeem Siddique

  IRN NSS01060

  • 14. Managing investments
  • [FCA CF] Material risk taker (since 1 Jan 2023)
  • [FCA CF] Functions requiring qualifications (since 1 Jul 2021)
  • [FCA CF] Client dealing (since 1 Jul 2021)
• Rajinder Singh Hallen

  IRN RSH01044

  • CF30 Customer (2 Jan 2018 to 29 Apr 2019)
• Robert Harrison

  IRN RXH02264

  • CF30 Customer (4 Jul 2019 to 8 Dec 2019)
• Robin Ghosh

  IRN RNG01010

  • 14. Managing investments
  • [FCA CF] Material risk taker (since 1 Jan 2023)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (28 Mar 2019 to 8 Dec 2019)
• Robin John Edgcumbe Minter-Kemp

  IRN RJM00169

  • CF2 Non Executive Director (2 Jan 2018 to 29 May 2019)
• Ronan Vincent Kearney

  IRN RVK01009

  • CF1 Director (AR) (17 Oct 2019 to 3 Nov 2020)

• Altium Investment Management Limited (no longer appointed)

  FRN 843810 · Appointed 11 Jun 2019 · Until 3 Nov 2020

No changes recorded yet.