Date authorised
2 January 2018
Companies House
07137872
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    20 Ryefield Business Park
    Belton Road
    Silsden
    W Yorks
    BD20 0EE
    UNITED KINGDOM
    Phone
    +441535656555
  • Complaints Contact

    20 Ryefield Business Park
    Belton Road
    Silsden
    W Yorks
    BD20 0EE
    UNITED KINGDOM
    Phone
    +441535656555

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Professional, Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Professional, Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Professional, Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Stewart Smith

    IRN SXS12960

    • 14. Managing investments
    • [FCA CF] Functions requiring qualifications (since 1 Jan 2022)
    • [FCA CF] Material risk taker (since 1 Jan 2022)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (28 Mar 2019 to 8 Dec 2019)
  • Stuart Alfred Ryan

    IRN SAR01166

    • [FCA CF] Client dealing (9 Mar 2020 to 18 Aug 2022)
    • [FCA CF] Functions requiring qualifications (9 Mar 2020 to 18 Aug 2022)
    • CF30 Customer (2 Jan 2018 to 2 Nov 2018)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.