Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 14. Managing investments
    • [FCA CF] Client dealing (since 1 Jan 2022)
    • [FCA CF] Material risk taker (since 1 Jan 2022)
    • [FCA CF] Functions requiring qualifications (since 1 Jan 2022)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF10 Compliance Oversight (2 Jan 2018 to 8 Dec 2019)
    • CF1 Director (2 Jan 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (2 Jan 2018 to 8 Dec 2019)
    • CF3 Chief Executive (2 Jan 2018 to 8 Dec 2019)
  • Fusion Wealth Limited (no longer approved here)

    FRN 541404

    • [FCA CF] Functions requiring qualifications (12 Mar 2021 to 23 Jun 2022)
    • [FCA CF] Client dealing (12 Mar 2021 to 23 Jun 2022)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.