Robin Ghosh

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

RSMR Portfolio Services Limited
FRN 788854
- 14. Managing investments
- [FCA CF] Material risk taker (since 1 Jan 2023)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- CF30 Customer (28 Mar 2019 to 8 Dec 2019)
Leodis Wealth Limited (no longer approved here)
FRN 707896
- CF30 Customer (1 Dec 2015 to 20 Jul 2018)
Lighthouse Advisory Services Limited (no longer approved here)
FRN 195199
- CF30 Customer (1 Dec 2010 to 31 Dec 2011)
Lighthouse Financial Advice Limited (no longer approved here)
FRN 225502
- (425)Employed By (1 Dec 2010 to 31 Dec 2011)
Interactive Investor Services Limited (no longer approved here)
FRN 141282
- CF30 Customer (28 May 2009 to 23 Nov 2009)
- CF26 Customer Trading (11 Mar 2003 to 17 Sep 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.