Ronan Vincent Kearney

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Altium Investment Management Limited
FRN 931392
- [FCA CF] Client dealing (since 31 Mar 2021)
- SMF16 Compliance Oversight (since 4 Nov 2020)
- SMF3 Executive Director (since 4 Nov 2020)
RSMR Portfolio Services Limited (no longer approved here)
FRN 788854
- CF1 Director (AR) (17 Oct 2019 to 3 Nov 2020)
Sequel Investments Limited (no longer approved here)
FRN 602456
- (3)Employed By (26 Jun 2013 to 11 Nov 2016)
Quilter Financial Limited (no longer approved here)
FRN 497604
- CF1 Director (AR) (7 Jul 2010 to 15 Feb 2013)
CAERUS Wealth Solutions Ltd (no longer approved here)
FRN 526790
- Employed By (7 Jul 2010 to 15 Feb 2013)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.