Altium Investment Management Limited

Date authorised
4 November 2020
Companies House
11687055
Last scraped
6 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Scotland Farmhouse
    Clay Bank
    Hook Norton
    Banbury
    OX15 5PA
    UNITED KINGDOM
    Phone
    +447941140629
    Web
    http://www.altiuminvestments.com

  • Complaints Contact

    Scotland Farmhouse
    Clay Bank
    Hook Norton
    Banbury
    OX15 5PA
    UNITED KINGDOM
    Phone
    +447941140629

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew Thompson

    IRN AXT02213

    • [FCA CF] Client dealing (31 Mar 2021 to 18 Jul 2025)
    • SMF3 Executive Director (4 Nov 2020 to 13 Feb 2025)
  • Ronan Vincent Kearney

    IRN RVK01009

    • [FCA CF] Client dealing (since 31 Mar 2021)
    • SMF16 Compliance Oversight (since 4 Nov 2020)
    • SMF3 Executive Director (since 4 Nov 2020)
  • Stephen Graeme Milne

    IRN SXM86468

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 4 Nov 2020)
    • SMF3 Executive Director (since 4 Nov 2020)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.