Royal London Unit Trust Managers Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Michael Sprot
IRN MXS04797
- [FCA CF] Material risk taker (since 1 Apr 2022)
Michael Stanley Hirst
IRN MSH00013
- CF21 Investment Adviser (11 Nov 2002 to 10 Sep 2004)
Michael Stuart Elgar Fox
IRN MSF01024
- [FCA CF] Manager of certification employee (since 5 Feb 2025)
- [FCA CF] Material risk taker (since 1 Apr 2022)
Michael Terry
IRN MXT00060
- CF21 Investment Adviser (11 Nov 2002 to 10 Mar 2003)
Michaela Ann Bond
IRN MAB00119
- CF22 Investment Adviser (Trainee) (29 Jun 2004 to 8 Sep 2004)
Murray John Ross
IRN MJR01170
- CF1 Director (1 Dec 2001 to 3 Apr 2002)
Neil Alan Woodward
IRN NAW00010
- CF21 Investment Adviser (11 Nov 2002 to 2 May 2003)
Neil Sean Brown
IRN NSB00005
- CF21 Investment Adviser (11 Nov 2002 to 30 Sep 2003)
Neil Stuart Doherty
IRN NSD00005
- CF21 Investment Adviser (11 Nov 2002 to 25 Apr 2003)
Neil Tunley
IRN NXT24671
- SMF18 Other Overall Responsibility (14 Apr 2020 to 21 Aug 2020)

Smaller firms operating under this firm's FCA authorisation.

United Friendly Financial Planning Limited (no longer appointed)
FRN 205626 · Appointed 4 Nov 1993 · Until 2 Oct 2003

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.