Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Royal London Unit Trust Managers Limited
FRN 144037
- [FCA CF] Manager of certification employee (since 5 Feb 2025)
- [FCA CF] Material risk taker (since 1 Apr 2022)
-
RLUM Limited
FRN 144032
- [FCA CF] Manager of certification employee (since 7 Feb 2024)
- [FCA CF] Material risk taker (since 1 Apr 2022)
- CF30 Customer (1 Nov 2007 to 10 May 2010)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
- CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
-
Royal London Asset Management Limited
FRN 141665
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
- [FCA CF] Material risk taker (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Jul 2024)
- CF29 Significant management (1 Feb 2014 to 31 Jan 2019)
- CF30 Customer (1 Feb 2014 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.