Neil Tunley

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Royal London Asset Management Limited (no longer approved here)
FRN 141665
- SMF18 Other Overall Responsibility (14 Apr 2020 to 21 Aug 2020)
Royal London Unit Trust Managers Limited (no longer approved here)
FRN 144037
- SMF18 Other Overall Responsibility (14 Apr 2020 to 21 Aug 2020)
Royal London Mutual Insurance Society, Limited (THE) (no longer approved here)
FRN 117672
- [FCA CF] Significant management (10 Dec 2018 to 21 Aug 2020)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.