Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Fairey Associates Ltd
FRN 481350
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (1 Apr 2013 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 21 Dec 2012)
- CF21 Investment Adviser (2 Oct 2007 to 31 Oct 2007)
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- CF21 Investment Adviser (25 May 2005 to 2 Oct 2007)
- CF22 Investment Adviser (Trainee) (11 Oct 2004 to 25 May 2005)
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- CF22 Investment Adviser (Trainee) (29 Jun 2004 to 8 Sep 2004)
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- CF22 Investment Adviser (Trainee) (29 Jun 2004 to 8 Sep 2004)
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- CF22 Investment Adviser (Trainee) (29 Jun 2004 to 8 Sep 2004)
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- CF21 Investment Adviser (1 Sep 2003 to 24 May 2004)
- CF22 Investment Adviser (Trainee) (17 Oct 2002 to 1 Sep 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.