Royal London Unit Trust Managers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Jonathan Robert Small
IRN JRS00034
- CF21 Investment Adviser (11 Nov 2002 to 6 Jun 2003)
Joseph Alex Damian Walters
IRN JAW01159
- [FCA CF] Material risk taker (1 Apr 2022 to 30 Jun 2025)
Joseph Francis Sharples
IRN JFS00010
- CF22 Investment Adviser (Trainee) (11 Nov 2002 to 11 Nov 2002)
- CF21 Investment Adviser (11 Nov 2002 to 10 Mar 2003)
Joseph Mark Parker
IRN JMP00062
- CF21 Investment Adviser (11 Nov 2002 to 20 Feb 2004)
Julia Helen Martin
IRN JHM01094
- CF1 Director (3 Dec 2004 to 17 Aug 2007)
Karl Wareing
IRN KSW00004
- CF21 Investment Adviser (11 Nov 2002 to 10 Mar 2003)
Kathryn Dillon
IRN KXD00057
- CF21 Investment Adviser (11 Nov 2002 to 10 Mar 2003)
Kathryn Pinner
IRN KXP00403
- [FCA CF] Manager of certification employee (since 13 May 2024)
- [FCA CF] Significant management (since 13 May 2024)
Keith Howard Chambers
IRN KHC01011
- CF22 Investment Adviser (Trainee) (11 Nov 2002 to 10 Mar 2003)
Keith Kenton Ralph Wood
IRN KKW00004
- CF21 Investment Adviser (11 Nov 2002 to 8 Sep 2004)

Smaller firms operating under this firm's FCA authorisation.

United Friendly Financial Planning Limited (no longer appointed)
FRN 205626 · Appointed 4 Nov 1993 · Until 2 Oct 2003

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.