Joseph Mark Parker

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bluetrust Limited

    FRN 514224

    • 10. Broker fund adviser
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (21 May 2010 to 8 Dec 2019)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (1 Nov 2007 to 6 Oct 2010)
    • CF21 Investment Adviser (20 Jan 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (7 Nov 2005 to 20 Jan 2006)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (14 Mar 2005 to 30 Dec 2005)
    • CF22 Investment Adviser (Trainee) (1 Dec 2004 to 14 Mar 2005)
  • Royal London Unit Trust Managers Limited (no longer approved here)

    FRN 144037

    • CF21 Investment Adviser (11 Nov 2002 to 20 Feb 2004)
  • Royal London Mutual Insurance Society, Limited (THE) (no longer approved here)

    FRN 117672

    • CF21 Investment Adviser (7 Jan 2002 to 20 Feb 2004)
  • Royal London Savings Limited (no longer approved here)

    FRN 191237

    • CF21 Investment Adviser (7 Jan 2002 to 20 Feb 2004)

Recent activity

Updates to this individual's record on the FCA register.

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