Keith Kenton Ralph Wood

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

BROOM CONSULTANTS LIMITED (no longer approved here)
FRN 424217
- CF30 Customer (20 Apr 2015 to 3 Feb 2016)
Timber Finance Limited (no longer approved here)
FRN 626288
- Employed By (5 Sep 2014 to 17 Feb 2015)
Quilter Financial Limited (no longer approved here)
FRN 497604
- CF30 Customer (8 Aug 2014 to 31 Mar 2015)
Alexander House Financial Services Limited (no longer approved here)
FRN 601371
- Employed By (8 Aug 2014 to 31 Mar 2015)
HSBC Bank Plc (no longer approved here)
FRN 114216
- CF30 Customer (21 Jun 2011 to 30 Jun 2012)
Royal London Unit Trust Managers Limited (no longer approved here)
FRN 144037
- CF21 Investment Adviser (11 Nov 2002 to 8 Sep 2004)
Royal London Mutual Insurance Society, Limited (THE) (no longer approved here)
FRN 117672
- CF21 Investment Adviser (1 Dec 2001 to 8 Sep 2004)
Royal London Savings Limited (no longer approved here)
FRN 191237
- CF21 Investment Adviser (1 Dec 2001 to 8 Sep 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.