Royal London Unit Trust Managers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Keith William Smith
IRN KWE00001
- CF21 Investment Adviser (11 Nov 2002 to 7 May 2003)
Kelder Marie Lewis
IRN KML00013
- CF22 Investment Adviser (Trainee) (25 May 2004 to 8 Sep 2004)
Kenneth Bruce Joseph
IRN KBJ00001
- CF21 Investment Adviser (11 Nov 2002 to 8 Sep 2004)
Kenneth Ian Knight
IRN KIK00001
- CF21 Investment Adviser (11 Nov 2002 to 10 Mar 2003)
Kenneth McCall
IRN KXM00031
- CF22 Investment Adviser (Trainee) (13 Apr 2004 to 8 Sep 2004)
Kenneth Stuart Kerr
IRN KSK00001
- CF21 Investment Adviser (11 Nov 2002 to 10 Mar 2003)
Kerry Ann Miller
IRN KXM82017
- [FCA CF] Material risk taker (since 9 Dec 2019)
Kevin Allen Huw Parry
IRN KAP01069
- SMF7 Group Entity Senior Manager (20 Feb 2020 to 2 Oct 2024)
Kevin Arthur Jelliman
IRN KAJ00004
- CF21 Investment Adviser (11 Nov 2002 to 16 Jan 2004)
Kevin Hewitson
IRN KXH00230
- [FCA CF] Significant management (since 30 Sep 2020)

Smaller firms operating under this firm's FCA authorisation.

United Friendly Financial Planning Limited (no longer appointed)
FRN 205626 · Appointed 4 Nov 1993 · Until 2 Oct 2003

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.