Royal London Unit Trust Managers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Kevin John Gordon
IRN KJG00014
- CF21 Investment Adviser (11 Nov 2002 to 8 Apr 2003)
Kevin John Mee
IRN KJM00015
- CF21 Investment Adviser (11 Nov 2002 to 25 Apr 2003)
Kevin Michael Moss
IRN KMM01062
- CF22 Investment Adviser (Trainee) (11 Nov 2002 to 10 Feb 2003)
Kevin Milton
IRN KXM01371
- CF21 Investment Adviser (18 Jun 2004 to 8 Sep 2004)
- CF22 Investment Adviser (Trainee) (23 Sep 2003 to 18 Jun 2004)
Laurence George Reade
IRN LGR00001
- CF21 Investment Adviser (11 Nov 2002 to 11 Apr 2003)
Lawrence Bernard Thorpe
IRN LBT00003
- CF22 Investment Adviser (Trainee) (11 Nov 2002 to 25 Nov 2002)
Leigh Frederick Stevens
IRN LFS00002
- CF21 Investment Adviser (11 Nov 2002 to 11 Nov 2002)
Linda Wendy Forbes
IRN LWF00003
- CF21 Investment Adviser (11 Nov 2002 to 10 Mar 2003)
Lindsey John Robinson
IRN LJR00008
- CF21 Investment Adviser (11 Nov 2002 to 14 Sep 2004)
Lynda-Lou Smith
IRN LXS00054
- CF21 Investment Adviser (12 Jul 2004 to 8 Sep 2004)
- CF22 Investment Adviser (Trainee) (15 Dec 2003 to 12 Jul 2004)

Smaller firms operating under this firm's FCA authorisation.

United Friendly Financial Planning Limited (no longer appointed)
FRN 205626 · Appointed 4 Nov 1993 · Until 2 Oct 2003

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.