Keith William Smith

• Phoenix Wealth Services Limited (no longer approved here)

  FRN 465753

  • CF30 Customer (26 Jan 2012 to 17 May 2013)
• HSBC Bank Plc (no longer approved here)

  FRN 114216

  • CF30 Customer (21 Apr 2011 to 28 Nov 2011)
• NatWest Markets Plc (no longer approved here)

  FRN 121882

  • CF30 Customer (9 Aug 2010 to 1 Apr 2011)
• Legal and General Assurance Society Limited (no longer approved here)

  FRN 117659

  • CF21 Investment Adviser (31 Jul 2006 to 29 Oct 2007)
  • CF22 Investment Adviser (Trainee) (6 Apr 2005 to 31 Jul 2006)
• Legal & General (Unit Trust Managers) Limited (no longer approved here)

  FRN 119273

  • CF21 Investment Adviser (31 Jul 2006 to 29 Oct 2007)
  • CF22 Investment Adviser (Trainee) (6 Apr 2005 to 31 Jul 2006)
• RLUM Limited (no longer approved here)

  FRN 144032

  • CF21 Investment Adviser (6 Apr 2005 to 13 May 2005)
  • CF22 Investment Adviser (Trainee) (25 Jan 2005 to 6 Apr 2005)
• TenetConnect Services Limited (no longer approved here)

  FRN 150643

  • CF21 Investment Adviser (5 Sep 2003 to 3 Nov 2004)
  • CF4 Partner (AR) (5 Sep 2003 to 3 Nov 2004)
• Money Wise Financial Services LLP (no longer approved here)

  FRN 228102

  • (1)Employed By (5 Sep 2003 to 3 Nov 2004)
• Royal London Unit Trust Managers Limited (no longer approved here)

  FRN 144037

  • CF21 Investment Adviser (11 Nov 2002 to 7 May 2003)
• Royal London Mutual Insurance Society, Limited (THE) (no longer approved here)

  FRN 117672

  • CF21 Investment Adviser (1 Dec 2001 to 7 May 2003)

No changes recorded yet.