Joseph Alex Damian Walters

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Royal London Asset Management Limited (no longer approved here)

    FRN 141665

    • [FCA CF] Material risk taker (1 Apr 2022 to 30 Jun 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 30 Jun 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Jul 2024)
    • CF30 Customer (10 Feb 2014 to 8 Dec 2019)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • [FCA CF] Material risk taker (1 Apr 2022 to 30 Jun 2025)
    • CF30 Customer (1 Nov 2007 to 10 May 2010)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
    • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
  • Royal London Unit Trust Managers Limited (no longer approved here)

    FRN 144037

    • [FCA CF] Material risk taker (1 Apr 2022 to 30 Jun 2025)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.