Date authorised
1 April 2013
Companies House
04414137
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Royal London House
    Alderley Park
    Congleton Road
    Nether Alderley
    Macclesfield
    Cheshire
    SK10 4EL
    UNITED KINGDOM
    Phone
    +4401625717000
  • Complaints Contact

    Royal London House
    Alderley Park
    Congleton Road
    Nether Alderley
    Macclesfield
    Cheshire
    SK10 4EL
    UNITED KINGDOM
    Phone
    +4401625717097

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Lesley Joy Mitchell

    IRN LXM76949

    • [FCA CF] Significant management (4 Oct 2021 to 14 Oct 2022)
  • Lisa Powell

    IRN LXP00179

    • [FCA CF] Significant management (9 Dec 2019 to 26 Jun 2020)
  • Louise Eaton-Terry

    IRN LXE00005

    • [FCA CF] Significant management (1 Apr 2021 to 30 Jul 2021)
  • Louise Elizabeth McKay

    IRN LXM76944

    • [FCA CF] Significant management (since 3 Feb 2025)
    • SMF16 Compliance Oversight (since 8 Mar 2024)
  • Mark Brown

    IRN MXB01063

    • [FCA CF] CASS oversight function (1 Jan 2023 to 13 Jan 2023)
  • Mark John Filby

    IRN MJF01216

    • CF28 Systems and controls (1 Nov 2007 to 15 Jan 2010)
    • CF15 Internal Audit (21 Feb 2005 to 31 Oct 2007)
  • Mark Stephen Worboyes

    IRN MSW01062

    • CF28 Systems and controls (1 Nov 2007 to 20 Feb 2011)
    • CF10 Compliance Oversight (24 Apr 2006 to 20 Jul 2012)
    • CF14 Risk Assessment (14 Jan 2005 to 31 Oct 2007)
  • Martin Pierce Lewis

    IRN MPL01075

    • SMF1 Chief Executive (12 Feb 2021 to 31 Dec 2022)
    • SMF9 Chair of the Governing Body (7 Mar 2020 to 31 Dec 2022)
    • SMF3 Executive Director (9 Dec 2019 to 31 Dec 2022)
    • Responsible for Insurance Distribution (1 Oct 2018 to 31 Dec 2022)
    • CF1 Director (27 Apr 2012 to 8 Dec 2019)
    • Responsible for Insurance Mediation (27 Apr 2012 to 30 Sep 2018)
  • Maureen Duckworth

    IRN MXD00145

    • [FCA CF] Significant management (since 1 Jun 2021)
  • Neil Costley

    IRN NXC00221

    • [FCA CF] Significant management (1 Sep 2021 to 28 Mar 2022)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.