Mark Stephen Worboyes

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MARCO GAMMA LIMITED (no longer approved here)

    FRN 202793

    • CF28 Systems and controls (25 Nov 2010 to 20 Feb 2011)
    • CF10 Compliance Oversight (1 Dec 2001 to 20 Jul 2012)
  • Royal London Mutual Insurance Society, Limited (THE) (no longer approved here)

    FRN 117672

    • CF28 Systems and controls (1 Nov 2007 to 20 Feb 2011)
    • CF14 Risk Assessment (12 Oct 2004 to 31 Oct 2007)
    • CF10 Compliance Oversight (1 Dec 2001 to 20 Jul 2012)
  • Royal London Asset Management Limited (no longer approved here)

    FRN 141665

    • CF28 Systems and controls (1 Nov 2007 to 20 Feb 2011)
    • CF14 Risk Assessment (12 Oct 2004 to 31 Oct 2007)
    • CF10 Compliance Oversight (1 Dec 2001 to 20 Jul 2012)
  • Royal London Unit Trust Managers Limited (no longer approved here)

    FRN 144037

    • CF28 Systems and controls (1 Nov 2007 to 20 Feb 2011)
    • CF14 Risk Assessment (12 Oct 2004 to 31 Oct 2007)
    • CF10 Compliance Oversight (11 Nov 2002 to 20 Jul 2012)
  • Royal London Savings Limited (no longer approved here)

    FRN 191237

    • CF28 Systems and controls (1 Nov 2007 to 20 Feb 2011)
    • CF14 Risk Assessment (12 Oct 2004 to 31 Oct 2007)
    • CF10 Compliance Oversight (1 Dec 2001 to 20 Jul 2012)
  • Royal London Marketing Limited (no longer approved here)

    FRN 302391

    • CF28 Systems and controls (1 Nov 2007 to 20 Feb 2011)
    • CF10 Compliance Oversight (24 Apr 2006 to 20 Jul 2012)
    • CF14 Risk Assessment (14 Jan 2005 to 31 Oct 2007)
  • RJD Partners Limited (no longer approved here)

    FRN 208588

    • CF10 Compliance Oversight (14 May 2002 to 17 Oct 2006)
  • United Friendly General Insurance Limited (no longer approved here)

    FRN 202747

    • (1)CF10 Compliance Oversight (1 Dec 2001 to 29 Aug 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.