Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
AJ Bell Securities Limited
FRN 155593
- [FCA CF] Significant management (since 14 Apr 2025)
-
AJ Bell Management Limited
FRN 211468
- [FCA CF] Significant management (since 14 Apr 2025)
-
AJ Bell Asset Management Limited
FRN 774048
- [FCA CF] Significant management (since 14 Apr 2025)
-
- [FCA CF] Significant management (1 Nov 2024 to 4 Apr 2025)
- [FCA CF] Manager of certification employee (1 Nov 2024 to 4 Apr 2025)
-
- [FCA CF] Significant management (4 Oct 2021 to 14 Oct 2022)
-
- SMF2 Chief Finance (4 Oct 2021 to 14 Oct 2022)
-
- SMF2 Chief Finance (4 Oct 2021 to 14 Oct 2022)
-
- [FCA CF] Significant management (4 Oct 2021 to 14 Oct 2022)
-
- [FCA CF] Material risk taker (23 Jun 2021 to 14 Oct 2022)
- [FCA CF] Significant management (10 Dec 2018 to 14 Oct 2022)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.