Date authorised
1 April 2013
Companies House
04414137
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Royal London House
    Alderley Park
    Congleton Road
    Nether Alderley
    Macclesfield
    Cheshire
    SK10 4EL
    UNITED KINGDOM
    Phone
    +4401625717000
  • Complaints Contact

    Royal London House
    Alderley Park
    Congleton Road
    Nether Alderley
    Macclesfield
    Cheshire
    SK10 4EL
    UNITED KINGDOM
    Phone
    +4401625717097

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Noel Anthony Freeley

    IRN NAF01057

    • SMF1 Chief Executive (5 Mar 2020 to 10 Apr 2020)
    • SMF3 Executive Director (9 Dec 2019 to 10 Apr 2020)
    • CF1 Director (13 Feb 2017 to 8 Dec 2019)
  • Paul Bowker

    IRN PXB00436

    • Responsible for Insurance Distribution (since 28 Aug 2024)
    • SMF1 Chief Executive (since 30 Jan 2023)
  • Paul Frederick Thomas Langton

    IRN PFL01018

    • CF1 Director (14 Jan 2005 to 31 Oct 2007)
  • Richard Charles Everett

    IRN RCE01029

    • CF28 Systems and controls (3 Feb 2011 to 1 Feb 2012)
  • Richard McKinney

    IRN RXM02342

    • SMF17 Money Laundering Reporting Officer (MLRO) (30 Nov 2021 to 17 Jun 2022)
    • [FCA CF] Significant management (10 Feb 2021 to 30 Sep 2024)
    • SMF16 Compliance Oversight (22 May 2020 to 11 Nov 2024)
    • CF10 Compliance Oversight (9 Sep 2013 to 29 Jan 2016)
  • Ross Manson Mackay

    IRN RMM01148

    • CF11 Money Laundering Reporting (26 Oct 2010 to 31 Jan 2017)
  • Sarah Pearson

    IRN SXP01689

    • CF10 Compliance Oversight (27 Dec 2007 to 29 Mar 2012)
  • Siobhan Monica Barrow

    IRN SMD00040

    • SMF3 Executive Director (since 1 Nov 2025)
  • Stephen Henry Lock

    IRN SHL01016

    • [FCA CF] Significant management (13 Oct 2021 to 31 Dec 2021)
    • [FCA CF] Manager of certification employee (13 Oct 2021 to 31 Dec 2021)
  • Steven Brian Parlett

    IRN SBP01014

    • CF11 Money Laundering Reporting (24 Apr 2006 to 1 Sep 2010)
    • CF10 Compliance Oversight (24 Apr 2006 to 10 Dec 2007)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.