Date authorised
1 April 2013
Companies House
04414137
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Royal London House
    Alderley Park
    Congleton Road
    Nether Alderley
    Macclesfield
    Cheshire
    SK10 4EL
    UNITED KINGDOM
    Phone
    +4401625717000
  • Complaints Contact

    Royal London House
    Alderley Park
    Congleton Road
    Nether Alderley
    Macclesfield
    Cheshire
    SK10 4EL
    UNITED KINGDOM
    Phone
    +4401625717097

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Brian Peters

    IRN BXP01720

    • [FCA CF] Significant management (15 Oct 2024 to 28 Oct 2024)
  • Catherine Read

    IRN CXR01566

    • CF28 Systems and controls (5 Dec 2016 to 1 Jan 2018)
  • Christopher Anthony Ham

    IRN CAH01159

    • CF28 Systems and controls (1 Feb 2012 to 31 Oct 2012)
  • Christopher Havercroft

    IRN CAH01219

    • [FCA CF] Significant management (since 1 Mar 2021)
    • CF10 Compliance Oversight (17 Sep 2012 to 20 Sep 2013)
  • Christopher Johnston Miller

    IRN CJM01475

    • CF28 Systems and controls (12 Jan 2018 to 8 Dec 2019)
  • Christopher Richard Day

    IRN CXD76915

    • [FCA CF] Material risk taker (16 Apr 2020 to 18 Jul 2022)
    • [FCA CF] Significant management (16 Apr 2020 to 31 Dec 2024)
  • David Gordon Robinson

    IRN DGR01028

    • Responsible for Insurance Mediation (14 Jan 2005 to 26 May 2006)
    • CF1 Director (14 Jan 2005 to 26 May 2006)
  • Emma Griffin

    IRN EXG00168

    • [FCA CF] Significant management (since 4 Feb 2025)
  • Ewan Farquharson Smith

    IRN EFS00002

    • SMF3 Executive Director (9 Dec 2019 to 9 Dec 2019)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
  • Gary Beyer

    IRN GXB00273

    • [FCA CF] Significant management (1 Apr 2021 to 1 Mar 2023)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.