Ewan Farquharson Smith

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Royal London Asset Management Limited (no longer approved here)

    FRN 141665

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 31 Dec 2025)
    • CF2 Non Executive Director (26 Jun 2015 to 8 Dec 2019)
  • Royal London Marketing Limited (no longer approved here)

    FRN 302391

    • SMF3 Executive Director (9 Dec 2019 to 9 Dec 2019)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
  • Royal London Mutual Insurance Society, Limited (THE) (no longer approved here)

    FRN 117672

    • [FCA CF] Material risk taker (10 Dec 2018 to 31 Dec 2025)
    • [FCA CF] Significant management (10 Dec 2018 to 31 Dec 2025)
    • [FCA CF] Manager of certification employee (10 Dec 2018 to 31 Dec 2020)
    • CF29 Significant management (1 Nov 2007 to 4 Oct 2013)
    • CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.