Date authorised
1 April 2013
Companies House
04414137
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Royal London House
    Alderley Park
    Congleton Road
    Nether Alderley
    Macclesfield
    Cheshire
    SK10 4EL
    UNITED KINGDOM
    Phone
    +4401625717000
  • Complaints Contact

    Royal London House
    Alderley Park
    Congleton Road
    Nether Alderley
    Macclesfield
    Cheshire
    SK10 4EL
    UNITED KINGDOM
    Phone
    +4401625717097

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Gary Warman

    IRN GXW01409

    • [FCA CF] Significant management (1 Jul 2020 to 4 Oct 2021)
  • Ian Williams

    IRN IXW81663

    • [FCA CF] Significant management (since 1 Sep 2023)
  • James McCourt

    IRN JXM02788

    • [FCA CF] Manager of certification employee (since 26 Oct 2023)
    • CF28 Systems and controls (20 Mar 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (21 Apr 2017 to 2 Apr 2018)
    • CF10 Compliance Oversight (20 Jul 2012 to 2 Apr 2018)
  • Jane Clare Perkins

    IRN JXP76983

    • [FCA CF] Significant management (16 Apr 2021 to 30 Sep 2024)
  • Jason Wyatt

    IRN JXW09058

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 17 Jun 2022)
  • John Richard Harrison

    IRN JRH00026

    • CF8 Apportionment and Oversight (9 May 2007 to 31 Mar 2009)
    • Responsible for Insurance Mediation (7 Jun 2006 to 5 Apr 2012)
    • CF1 Director (14 Jan 2005 to 5 Apr 2012)
  • John Vincent Deane

    IRN JVD01013

    • CF1 Director (9 May 2007 to 29 Jun 2012)
  • John William Yorke Adlam

    IRN JWA01050

    • CF28 Systems and controls (14 Jan 2016 to 12 Dec 2016)
  • Jon Glen

    IRN JXG02390

    • SMF9 Chair of the Governing Body (6 Apr 2023 to 25 Mar 2026)
    • SMF3 Executive Director (9 Apr 2020 to 25 Mar 2026)
  • Jonathan Mark MacDonald

    IRN JMM01160

    • CF28 Systems and controls (14 Dec 2012 to 29 Mar 2019)

Recent activity

Updates to this firm's record on the FCA register.

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