Jon Glen

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RLUM Limited (no longer approved here)

    FRN 144032

    • Director of firm who is not a certification employee or a SMF manager (17 Mar 2025 to 25 Mar 2026)
    • SMF9 Chair of the Governing Body (6 Apr 2023 to 31 Mar 2024)
    • SMF3 Executive Director (9 Apr 2020 to 17 Mar 2025)
    • SMF24 Chief Operations (9 Apr 2020 to 6 Apr 2023)
  • Royal London Unit Trust Managers Limited (no longer approved here)

    FRN 144037

    • Director of firm who is not a certification employee or a SMF manager (17 Mar 2025 to 25 Mar 2026)
    • SMF3 Executive Director (22 Apr 2024 to 17 Mar 2025)
  • Royal London Mutual Insurance Society, Limited (THE) (no longer approved here)

    FRN 117672

    • [FCA CF] Material risk taker (7 Jun 2024 to 31 Mar 2026)
    • SMF18 Other Overall Responsibility (6 Apr 2023 to 7 Jun 2024)
    • SMF24 Chief Operations (7 Mar 2019 to 6 Apr 2023)
    • CF29 Significant management (19 Feb 2018 to 9 Dec 2018)
  • Royal London Savings Limited (no longer approved here)

    FRN 191237

    • SMF9 Chair of the Governing Body (6 Apr 2023 to 25 Mar 2026)
    • SMF24 Chief Operations (9 Apr 2020 to 6 Apr 2023)
    • SMF3 Executive Director (9 Apr 2020 to 25 Mar 2026)
  • Royal London Marketing Limited (no longer approved here)

    FRN 302391

    • SMF9 Chair of the Governing Body (6 Apr 2023 to 25 Mar 2026)
    • SMF3 Executive Director (9 Apr 2020 to 25 Mar 2026)
  • PMGI Limited (no longer approved here)

    FRN 114942

    • [FCA CF] Manager of certification employee (1 Oct 2020 to 14 Feb 2023)
    • [FCA CF] Significant management (1 Oct 2020 to 14 Feb 2023)
  • Investment Funds Direct Limited (no longer approved here)

    FRN 114432

    • SMF18 Other Overall Responsibility (9 Apr 2020 to 31 Aug 2020)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.