Gary Warman

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Exeter Friendly Society Limited
FRN 205309
- SMF4 Chief Risk (since 21 Jan 2025)
PMGI Limited (no longer approved here)
FRN 114942
- [FCA CF] Significant management (1 Oct 2020 to 4 Oct 2021)
Royal London Marketing Limited (no longer approved here)
FRN 302391
- [FCA CF] Significant management (1 Jul 2020 to 4 Oct 2021)
RLUM Limited (no longer approved here)
FRN 144032
- SMF2 Chief Finance (26 Jun 2020 to 4 Oct 2021)
- SMF3 Executive Director (26 Jun 2020 to 31 May 2022)
Royal London Savings Limited (no longer approved here)
FRN 191237
- SMF2 Chief Finance (26 Jun 2020 to 4 Oct 2021)
Royal London Mutual Insurance Society, Limited (THE) (no longer approved here)
FRN 117672
- [FCA CF] Significant management (10 Dec 2018 to 31 May 2022)
- [FCA CF] Material risk taker (10 Dec 2018 to 31 May 2022)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.