ROTHSCHILD & CO GLOBAL MARKETS SOLUTIONS LIMITED

• Principal Place of Business

  Capital House

  85 King William Street

  London

  City Of London

  EC4N 7BL

  UNITED KINGDOM

  Phone

  +442070002020

  Web

  https://www.rothschildandco.com

• Complaints Contact

  Capital House

  85 King William Street

  London

  City Of London

  EC4N 7BL

  UNITED KINGDOM

  Phone

  +442070002020

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Ranulf Orr

  IRN REO01018

  • [FCA CF] Client dealing (9 Dec 2019 to 29 Oct 2021)
  • CF30 Customer (12 Oct 2015 to 8 Dec 2019)
• Raoul-Tristan Van Strien

  IRN RXV01222

  • [FCA CF] Client dealing (9 Dec 2019 to 3 Feb 2023)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 3 Feb 2023)
  • CF30 Customer (20 Jul 2017 to 8 Dec 2019)
• Ravi Saroya

  IRN RXS01318

  • [FCA CF] Client dealing (since 24 Sep 2025)
• Reto Claudio Meroni

  IRN RCM01124

  • [FCA CF] Client dealing (since 17 Jun 2025)
• Richard Edward John Wyatt

  IRN REW01034

  • [FCA CF] Client dealing (since 1 Jan 2026)
  • SMF9 Chair of the Governing Body (29 Apr 2020 to 6 Jul 2021)
  • [FCA CF] Material risk taker (31 Dec 2019 to 6 Jul 2021)
• Richard James Clarke

  IRN RJC01199

  • CF30 Customer (1 Apr 2014 to 12 Feb 2019)
• Richard Louis Mail

  IRN RLM01108

  • [FCA CF] Client dealing (9 Dec 2019 to 15 Nov 2024)
  • CF30 Customer (11 Jul 2014 to 8 Dec 2019)
• Richard Lu

  IRN RXL00322

  • [FCA CF] Client dealing (10 Jan 2023 to 10 Jul 2024)
• Richard Radbourne

  IRN RXR01098

  • [FCA CF] Client dealing (since 14 Aug 2023)
• Richard Worrell

  IRN RXW01197

  • CF30 Customer (1 Apr 2014 to 23 Jan 2017)

No changes recorded yet.