ROTHSCHILD & CO GLOBAL MARKETS SOLUTIONS LIMITED

Date authorised
1 April 2014
Companies House
04710622
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Capital House
    85 King William Street
    London
    City Of London
    EC4N 7BL
    UNITED KINGDOM
    Phone
    +442070002020
    Web
    https://www.rothschildandco.com

  • Complaints Contact

    Capital House
    85 King William Street
    London
    City Of London
    EC4N 7BL
    UNITED KINGDOM
    Phone
    +442070002020

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Robert Alexander Aldrich West

    IRN RAW01208

    • CF30 Customer (7 Jul 2014 to 31 Mar 2019)
  • Robert Andreas Kerr

    IRN RAK01035

    • [FCA CF] Client dealing (9 Dec 2019 to 6 Apr 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 6 Apr 2022)
    • CF30 Customer (1 Apr 2014 to 8 Dec 2019)
  • Robert Bishop

    IRN RXB01390

    • CF30 Customer (1 Apr 2014 to 8 Dec 2019)
  • Robert Neil Miller

    IRN RNM01004

    • SMF3 Executive Director (9 Dec 2019 to 6 Mar 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 6 Mar 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 6 Mar 2023)
    • CF1 Director (1 Apr 2014 to 8 Dec 2019)
    • CF30 Customer (1 Apr 2014 to 8 Dec 2019)
  • Robert Shore

    IRN RXS17332

    • [FCA CF] Client dealing (9 Dec 2019 to 7 Sep 2021)
    • CF30 Customer (18 Jul 2019 to 8 Dec 2019)
  • Robin Michael Thompson

    IRN RMT01093

    • SMF18 Other Overall Responsibility (since 12 Dec 2022)
    • [FCA CF] CASS oversight function (since 9 Dec 2019)
    • [FCA CF] Algorithmic trading (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 12 Dec 2022)
    • [FCA CF] Material risk taker (9 Dec 2019 to 11 Dec 2025)
    • [FCA CF] Significant management (9 Dec 2019 to 12 Dec 2022)
    • CF29 Significant management (1 Apr 2014 to 8 Dec 2019)
  • Ronil Rajnikant Bavishi

    IRN RRB01042

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Jun 2021)
    • CF30 Customer (7 Nov 2019 to 8 Dec 2019)
  • Rowan James Adley

    IRN RJA01162

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Apr 2014 to 8 Dec 2019)
  • Ruben Jakobs

    IRN RXJ62550

    • [FCA CF] Client dealing (2 Dec 2021 to 19 Aug 2024)
  • Russell Quelch

    IRN RXQ01023

    • [FCA CF] Client dealing (9 Dec 2019 to 26 Nov 2025)
    • CF30 Customer (22 May 2018 to 8 Dec 2019)
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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.