Robin Michael Thompson

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ROTHSCHILD & CO GLOBAL MARKETS SOLUTIONS LIMITED

    FRN 607483

    • SMF18 Other Overall Responsibility (since 12 Dec 2022)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Algorithmic trading (since 9 Dec 2019)
    • [FCA CF] CASS oversight function (since 9 Dec 2019)
    • [FCA CF] Significant management (9 Dec 2019 to 12 Dec 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 12 Dec 2022)
    • [FCA CF] Material risk taker (9 Dec 2019 to 11 Dec 2025)
    • CF29 Significant management (1 Apr 2014 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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