ROTHSCHILD & CO GLOBAL MARKETS SOLUTIONS LIMITED

• Principal Place of Business

  Capital House

  85 King William Street

  London

  City Of London

  EC4N 7BL

  UNITED KINGDOM

  Phone

  +442070002020

  Web

  https://www.rothschildandco.com

• Complaints Contact

  Capital House

  85 King William Street

  London

  City Of London

  EC4N 7BL

  UNITED KINGDOM

  Phone

  +442070002020

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Ruth Louise Keattch

  IRN RXK01165

  • [FCA CF] Material risk taker (9 Dec 2019 to 6 Jul 2021)
  • CF2 Non Executive Director (21 Jul 2016 to 8 Dec 2019)
• Ryan Maguire

  IRN RXM00631

  • [FCA CF] Client dealing (23 Mar 2022 to 9 Jun 2022)
• SIBYLLE AIRUT

  IRN SXA02110

  • CF30 Customer (22 Oct 2016 to 11 Jul 2018)
• Sam Hudson

  IRN SMH01268

  • [FCA CF] Client dealing (since 14 Aug 2023)
• Samson Edmunds

  IRN SJE01054

  • [FCA CF] Client dealing (19 Oct 2022 to 24 Jan 2025)
• Samuel Dawson

  IRN SXD09021

  • [FCA CF] Client dealing (5 Jan 2021 to 19 May 2025)
• Samuel Michael Murphy

  IRN SXM04695

  • [FCA CF] Material risk taker (since 8 May 2025)
  • SMF4 Chief Risk (since 8 May 2025)
• Sanjay Kumar Vidyarthi

  IRN SKV01002

  • CF30 Customer (25 Nov 2014 to 5 May 2016)
• Saroop Purewal

  IRN SXP01474

  • CF30 Customer (26 Aug 2014 to 16 Nov 2018)
• Sebastian Rhys Erskine

  IRN SXE00252

  • [FCA CF] Client dealing (since 28 Jun 2024)
  • [FCA CF] Client dealing (26 May 2023 to 28 Nov 2023)

No changes recorded yet.