ROTHSCHILD & CO GLOBAL MARKETS SOLUTIONS LIMITED

Date authorised
1 April 2014
Companies House
04710622
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Capital House
    85 King William Street
    London
    City Of London
    EC4N 7BL
    UNITED KINGDOM
    Phone
    +442070002020
    Web
    https://www.rothschildandco.com

  • Complaints Contact

    Capital House
    85 King William Street
    London
    City Of London
    EC4N 7BL
    UNITED KINGDOM
    Phone
    +442070002020

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Sebastien Gruter

    IRN SXG01497

    • [FCA CF] Client dealing (9 Dec 2019 to 7 May 2021)
    • CF30 Customer (21 Sep 2017 to 8 Dec 2019)
  • Sebastien Santhiapillai

    IRN SXS00472

    • [FCA CF] Client dealing (28 Oct 2020 to 31 Aug 2021)
  • Simon Bond

    IRN SXB01315

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Jan 2024)
    • CF30 Customer (1 Apr 2014 to 8 Dec 2019)
  • Simon Clinch

    IRN SAC01108

    • [FCA CF] Client dealing (since 14 Aug 2023)
  • Simon Peter Baker

    IRN SPB01097

    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (4 Mar 2019 to 8 Dec 2019)
  • Simon Philip Toyne

    IRN SPT01051

    • [FCA CF] Manager of certification employee (since 1 Nov 2023)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Apr 2014 to 8 Dec 2019)
  • Simon Richard Vivian Troughton

    IRN SRT01031

    • SMF9 Chair of the Governing Body (9 Dec 2019 to 29 Apr 2020)
    • [FCA CF] Material risk taker (9 Dec 2019 to 11 Jan 2022)
    • CF2 Non Executive Director (1 Apr 2014 to 8 Dec 2019)
  • Simon Roy Chisholm

    IRN SRC01053

    • SMF18 Other Overall Responsibility (18 May 2023 to 29 Feb 2024)
    • [FCA CF] Material risk taker (16 Mar 2022 to 29 Feb 2024)
    • [FCA CF] Client dealing (16 Mar 2022 to 29 Feb 2024)
    • [FCA CF] Manager of certification employee (16 Mar 2022 to 18 May 2023)
  • Skye Wreford Landon

    IRN SXL11224

    • [FCA CF] Client dealing (since 20 Sep 2023)
  • Sonja Schlagbauer

    IRN SXS03392

    • CF30 Customer (2 Dec 2014 to 31 Aug 2018)
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Recent activity

Updates to this firm's record on the FCA register.

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