Sanjay Kumar Vidyarthi

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Panmure Liberum Limited
FRN 403721
- [FCA CF] Client dealing (since 1 Jul 2024)
Panmure Liberum Capital Limited (no longer approved here)
FRN 465050
- [FCA CF] Client dealing (9 Dec 2019 to 1 Jul 2024)
- CF30 Customer (7 Oct 2013 to 21 Nov 2014)
Canaccord Genuity Limited (no longer approved here)
FRN 182011
- CF30 Customer (5 Sep 2016 to 6 Jul 2018)
ROTHSCHILD & CO GLOBAL MARKETS SOLUTIONS LIMITED (no longer approved here)
FRN 607483
- CF30 Customer (25 Nov 2014 to 5 May 2016)
Haitong International (UK) Limited (no longer approved here)
FRN 196482
- CF30 Customer (8 Feb 2010 to 10 Sep 2013)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.