Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • N. M. ROTHSCHILD & SONS LIMITED (no longer approved here)

    FRN 124451

    • [FCA CF] Client dealing (19 Jun 2023 to 30 Jun 2024)
  • ROTHSCHILD & CO GLOBAL MARKETS SOLUTIONS LIMITED (no longer approved here)

    FRN 607483

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 3 Feb 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 3 Feb 2023)
    • CF30 Customer (20 Jul 2017 to 8 Dec 2019)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Manager of certification employee (13 Dec 2016 to 13 Apr 2017)
    • [FCA CF] Client dealing (7 Mar 2016 to 13 Apr 2017)
    • CF30 Customer (26 Mar 2014 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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