Richard Worrell

• Barclays Capital Securities Limited

  FRN 124431

  • [FCA CF] Client dealing (since 7 Apr 2026)
• TURQUOISE GLOBAL HOLDINGS LIMITED (no longer approved here)

  FRN 525956

  • [FCA CF] Significant management (11 Jun 2024 to 28 Feb 2026)
• Janus Henderson Investors UK Limited (no longer approved here)

  FRN 121857

  • [FCA CF] Manager of certification employee (17 Apr 2020 to 3 Jan 2024)
  • [FCA CF] Client dealing (17 Apr 2020 to 3 Jan 2024)
  • CF30 Customer (28 Feb 2017 to 8 Dec 2019)
  • CF26 Customer Trading (1 Dec 2001 to 31 Dec 2006)
• Janus Henderson Investors International Limited (no longer approved here)

  FRN 189998

  • CF30 Customer (30 May 2017 to 8 Dec 2019)
• Janus Henderson Fund Management UK Limited (no longer approved here)

  FRN 121859

  • CF30 Customer (28 Feb 2017 to 8 Dec 2019)
  • CF26 Customer Trading (1 Dec 2001 to 31 Dec 2006)
• ROTHSCHILD & CO GLOBAL MARKETS SOLUTIONS LIMITED (no longer approved here)

  FRN 607483

  • CF30 Customer (1 Apr 2014 to 23 Jan 2017)
• Skandinaviska Enskilda Banken AB (Publ) (no longer approved here)

  FRN 124943

  • CF30 Customer (1 Nov 2007 to 17 Sep 2010)
  • CF21 Investment Adviser (14 Dec 2006 to 1 Nov 2007)

No changes recorded yet.