ROTHSCHILD & CO GLOBAL MARKETS SOLUTIONS LIMITED

• Principal Place of Business

  Capital House

  85 King William Street

  London

  City Of London

  EC4N 7BL

  UNITED KINGDOM

  Phone

  +442070002020

  Web

  https://www.rothschildandco.com

• Complaints Contact

  Capital House

  85 King William Street

  London

  City Of London

  EC4N 7BL

  UNITED KINGDOM

  Phone

  +442070002020

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Louise Pearson

  IRN LXH01461

  • [FCA CF] Client dealing (9 Dec 2019 to 19 Jul 2021)
  • CF30 Customer (20 Mar 2017 to 8 Dec 2019)
• Luc Demoulin

  IRN LXD01160

  • [FCA CF] Manager of certification employee (since 1 Nov 2023)
  • [FCA CF] Client dealing (since 25 Jun 2021)
• Luca Carollo

  IRN LXC01160

  • CF30 Customer (17 Jun 2016 to 24 Jan 2018)
• Lucinda Helen Male

  IRN LHM01019

  • [FCA CF] Manager of certification employee (since 25 Jun 2024)
  • CF30 Customer (1 Apr 2014 to 8 Dec 2019)
• Luke Han

  IRN LXH00654

  • [FCA CF] Client dealing (since 24 Sep 2025)
• Luke Hedley

  IRN LXH01444

  • [FCA CF] Client dealing (since 6 Feb 2026)
• Malini Khatri

  IRN MXC03071

  • CF30 Customer (12 Jul 2018 to 8 Dec 2019)
• Mandeep Singh

  IRN MXS01430

  • [FCA CF] Client dealing (9 Dec 2019 to 30 Nov 2022)
  • CF30 Customer (1 Apr 2014 to 8 Dec 2019)
• Marceau Gabriel Ferri

  IRN MXF00526

  • [FCA CF] Client dealing (since 1 Jan 2026)
• Margaret Rose Schooley

  IRN MRS01224

  • [FCA CF] Manager of certification employee (since 1 Nov 2023)
  • [FCA CF] Client dealing (since 21 Sep 2023)

No changes recorded yet.