ROTHSCHILD & CO GLOBAL MARKETS SOLUTIONS LIMITED

• Principal Place of Business

  Capital House

  85 King William Street

  London

  City Of London

  EC4N 7BL

  UNITED KINGDOM

  Phone

  +442070002020

  Web

  https://www.rothschildandco.com

• Complaints Contact

  Capital House

  85 King William Street

  London

  City Of London

  EC4N 7BL

  UNITED KINGDOM

  Phone

  +442070002020

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Margot Nicoline von Aesch

  IRN MNV01003

  • [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2021)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Sep 2021)
  • CF30 Customer (16 Oct 2014 to 8 Dec 2019)
• Mark Andrew Wallis

  IRN MAW01163

  • [FCA CF] Client dealing (3 Apr 2020 to 30 Jul 2021)
• Mark Connelly

  IRN MXC03457

  • SMF3 Executive Director (since 17 Apr 2026)
• Mark Douglas Purcell

  IRN MDP01061

  • CF30 Customer (5 Oct 2016 to 11 Jul 2018)
• Markus McNally

  IRN MXM01425

  • [FCA CF] Manager of certification employee (since 14 Aug 2023)
  • [FCA CF] Client dealing (since 14 Aug 2023)
• Martha Nancy Jenkins

  IRN MNJ01017

  • CF30 Customer (1 Apr 2014 to 21 Aug 2019)
• Martin Viecha

  IRN MXV01253

  • CF30 Customer (1 Apr 2014 to 2 Oct 2017)
• Mary-Jane Clarke

  IRN MCC01181

  • CF30 Customer (7 Mar 2018 to 20 Jul 2018)
• Masako Matsuyama-Smith

  IRN MXM01614

  • [FCA CF] Client dealing (9 Dec 2019 to 9 Feb 2024)
  • CF30 Customer (1 Apr 2014 to 8 Dec 2019)
• Massimiliano Casini

  IRN MXC01501

  • CF1 Director (1 Apr 2014 to 15 Jan 2019)
  • CF30 Customer (1 Apr 2014 to 15 Jan 2019)

No changes recorded yet.