ROTHSCHILD & CO GLOBAL MARKETS SOLUTIONS LIMITED

• Principal Place of Business

  Capital House

  85 King William Street

  London

  City Of London

  EC4N 7BL

  UNITED KINGDOM

  Phone

  +442070002020

  Web

  https://www.rothschildandco.com

• Complaints Contact

  Capital House

  85 King William Street

  London

  City Of London

  EC4N 7BL

  UNITED KINGDOM

  Phone

  +442070002020

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Matthew Barker

  IRN MXB04005

  • CF30 Customer (15 May 2017 to 8 Dec 2019)
• Matthew Peter Coupland

  IRN MPC01127

  • CF30 Customer (31 May 2016 to 12 Jan 2018)
• Max Georgiou

  IRN MXG00804

  • [FCA CF] Client dealing (since 29 Jan 2025)
• Maxim Niels de Cardonnel Findlay

  IRN MXF00504

  • [FCA CF] Client dealing (since 24 Jan 2024)
• Mazahir Mammadli

  IRN MXM47227

  • [FCA CF] Client dealing (since 13 Oct 2022)
• Melissa Marie-Helene Davies

  IRN MMK01039

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • CF30 Customer (1 Apr 2014 to 8 Dec 2019)
• Michael Donian

  IRN MXD00862

  • [FCA CF] Client dealing (since 12 Feb 2025)
• Michael Harrison

  IRN MXH01985

  • [FCA CF] Client dealing (since 29 May 2020)
• Michael Hogarth Rae

  IRN MHR01042

  • CF30 Customer (29 Jun 2015 to 30 Aug 2019)
• Michael John Shrives

  IRN MJS01475

  • CF30 Customer (1 Apr 2014 to 11 Sep 2019)

No changes recorded yet.