ROTHSCHILD & CO GLOBAL MARKETS SOLUTIONS LIMITED

Date authorised
1 April 2014
Companies House
04710622
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Capital House
    85 King William Street
    London
    City Of London
    EC4N 7BL
    UNITED KINGDOM
    Phone
    +442070002020
    Web
    https://www.rothschildandco.com

  • Complaints Contact

    Capital House
    85 King William Street
    London
    City Of London
    EC4N 7BL
    UNITED KINGDOM
    Phone
    +442070002020

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Michael Talbot Seigne

    IRN MTS01057

    • [FCA CF] Client dealing (9 Dec 2019 to 1 Sep 2022)
    • [FCA CF] Algorithmic trading (9 Dec 2019 to 1 Sep 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 1 Sep 2022)
    • [FCA CF] Material risk taker (9 Dec 2019 to 1 Sep 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Sep 2022)
    • CF29 Significant management (20 Nov 2018 to 8 Dec 2019)
    • CF30 Customer (20 Nov 2018 to 8 Dec 2019)
  • Michael Taylor

    IRN MXT01211

    • [FCA CF] Client dealing (since 1 Aug 2022)
  • Michelle Louise Lodge

    IRN MXL01245

    • [FCA CF] Client dealing (since 18 Jul 2024)
  • Nabeel Aziz

    IRN NXA00275

    • [FCA CF] Client dealing (since 5 Jul 2023)
  • Natalya Davies

    IRN NXD00286

    • [FCA CF] Client dealing (since 4 Jun 2025)
  • Nedo Matic

    IRN NXM00685

    • [FCA CF] Client dealing (15 Oct 2025 to 7 Apr 2026)
  • Neil Christopher Tyler

    IRN NCT01028

    • [FCA CF] Manager of certification employee (since 1 Nov 2023)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Apr 2014 to 8 Dec 2019)
  • Neil Edwin Steer

    IRN NES01010

    • [FCA CF] Client dealing (9 Dec 2019 to 3 Aug 2022)
    • CF30 Customer (1 Apr 2014 to 8 Dec 2019)
  • Nicholas Alexander Davey

    IRN NAD01071

    • CF30 Customer (16 Sep 2015 to 30 Oct 2019)
  • Nicholas Alvaro Watson

    IRN NAW01056

    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Apr 2014 to 8 Dec 2019)
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Recent activity

Updates to this firm's record on the FCA register.

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