Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ROTHSCHILD & CO GLOBAL MARKETS SOLUTIONS LIMITED (no longer approved here)

    FRN 607483

    • [FCA CF] Significant management (9 Dec 2019 to 1 Sep 2022)
    • [FCA CF] Algorithmic trading (9 Dec 2019 to 1 Sep 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 1 Sep 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Sep 2022)
    • [FCA CF] Material risk taker (9 Dec 2019 to 1 Sep 2022)
    • CF29 Significant management (20 Nov 2018 to 8 Dec 2019)
    • CF30 Customer (20 Nov 2018 to 8 Dec 2019)
  • Goldman Sachs International Bank (no longer approved here)

    FRN 124659

    • CF30 Customer (11 Apr 2013 to 6 Mar 2016)
  • Goldman Sachs Bank USA (no longer approved here)

    FRN 582328

    • CF30 Customer (21 Mar 2013 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.