ROTHSCHILD & CO GLOBAL MARKETS SOLUTIONS LIMITED

• Principal Place of Business

  Capital House

  85 King William Street

  London

  City Of London

  EC4N 7BL

  UNITED KINGDOM

  Phone

  +442070002020

  Web

  https://www.rothschildandco.com

• Complaints Contact

  Capital House

  85 King William Street

  London

  City Of London

  EC4N 7BL

  UNITED KINGDOM

  Phone

  +442070002020

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Nicholas James Glydon

  IRN NJG01069

  • [FCA CF] Manager of certification employee (since 17 Mar 2020)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (1 Apr 2014 to 8 Dec 2019)
• Nicholas James Watts

  IRN NJW01094

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • CF30 Customer (15 Aug 2016 to 8 Dec 2019)
• Nicholas Michael Harley

  IRN NMH01036

  • CF30 Customer (1 Apr 2014 to 28 Nov 2017)
• Nicholas Peter Hawkins

  IRN NPH01023

  • [FCA CF] Client dealing (3 Apr 2023 to 9 Jan 2024)
• Nicholas Pink

  IRN NAP01038

  • SMF12 Chair of the Remuneration Committee (29 Nov 2022 to 6 Apr 2023)
  • [FCA CF] Material risk taker (27 Sep 2021 to 6 Apr 2023)
• Nicola Sara Sedgley

  IRN NSM01019

  • [FCA CF] Client dealing (9 Dec 2019 to 24 Jun 2022)
  • CF30 Customer (1 Apr 2014 to 8 Dec 2019)
• Nikki Shah

  IRN NXS00316

  • [FCA CF] Client dealing (26 Oct 2021 to 25 Oct 2022)
• Nikunj Kaushal

  IRN NXK00256

  • [FCA CF] Client dealing (since 11 Mar 2025)
• Nina Marques

  IRN NXM00271

  • [FCA CF] Client dealing (since 26 Jul 2021)
• Niroshan Ganeshan

  IRN NXG00334

  • [FCA CF] Client dealing (since 2 Apr 2025)

No changes recorded yet.