ROTHSCHILD & CO GLOBAL MARKETS SOLUTIONS LIMITED

• Principal Place of Business

  Capital House

  85 King William Street

  London

  City Of London

  EC4N 7BL

  UNITED KINGDOM

  Phone

  +442070002020

  Web

  https://www.rothschildandco.com

• Complaints Contact

  Capital House

  85 King William Street

  London

  City Of London

  EC4N 7BL

  UNITED KINGDOM

  Phone

  +442070002020

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Oisin Mark Doyle

  IRN OXD00079

  • [FCA CF] Client dealing (since 6 Dec 2023)
• Oliver Davies

  IRN OXD06509

  • [FCA CF] Client dealing (since 9 Sep 2022)
• Oliver Henry

  IRN OXH00130

  • [FCA CF] Client dealing (since 5 Feb 2026)
• Oliver Herington

  IRN OXH01063

  • [FCA CF] Client dealing (14 Aug 2023 to 1 Dec 2025)
• Oliver Holmes

  IRN OXH14634

  • [FCA CF] Client dealing (since 14 Aug 2023)
• Oliver Luke Gibbs

  IRN OLG01010

  • CF30 Customer (23 Nov 2017 to 27 Jul 2018)
• Olivier BROCHET

  IRN OPB01007

  • [FCA CF] Manager of certification employee (since 1 Nov 2023)
  • [FCA CF] Client dealing (since 9 Sep 2022)
• Omar Farooq Sheikh

  IRN OFS01001

  • [FCA CF] Client dealing (since 5 Dec 2024)
• Pascal Hautcoeur

  IRN HXP01047

  • CF30 Customer (1 Apr 2014 to 30 Nov 2018)
• Patricia Hutchinson

  IRN PXH00463

  • [FCA CF] Client dealing (2 Sep 2021 to 3 Apr 2024)

No changes recorded yet.