ROTHSCHILD & CO GLOBAL MARKETS SOLUTIONS LIMITED

• Principal Place of Business

  Capital House

  85 King William Street

  London

  City Of London

  EC4N 7BL

  UNITED KINGDOM

  Phone

  +442070002020

  Web

  https://www.rothschildandco.com

• Complaints Contact

  Capital House

  85 King William Street

  London

  City Of London

  EC4N 7BL

  UNITED KINGDOM

  Phone

  +442070002020

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Patrick Folan

  IRN PXF20929

  • [FCA CF] Client dealing (9 Dec 2019 to 21 Feb 2022)
  • CF30 Customer (26 Sep 2019 to 8 Dec 2019)
• Paul Anthony Wildman

  IRN PAW01137

  • [FCA CF] Client dealing (9 Dec 2019 to 4 Feb 2022)
  • CF30 Customer (2 May 2019 to 8 Dec 2019)
• Paul Julian Stephan

  IRN PXS00939

  • [FCA CF] Client dealing (since 1 Jan 2026)
• Paul Major

  IRN PXM01384

  • CF30 Customer (1 Apr 2014 to 7 Apr 2016)
• Peter Alexander Smart

  IRN PAS01217

  • [FCA CF] Client dealing (30 Aug 2023 to 15 Sep 2023)
• Peter Culver

  IRN PXC00256

  • SMF24 Chief Operations (since 24 Nov 2022)
  • [FCA CF] Material risk taker (9 Dec 2019 to 11 Dec 2025)
  • [FCA CF] Significant management (9 Dec 2019 to 24 Nov 2022)
• Peter David Murden

  IRN PDM01079

  • [FCA CF] Client dealing (since 7 Jul 2025)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 4 Aug 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 4 Aug 2022)
  • CF30 Customer (1 Apr 2014 to 8 Dec 2019)
• Peter James Nicklin

  IRN PJN01041

  • [FCA CF] Client dealing (since 1 Apr 2026)
  • [FCA CF] Manager of certification employee (since 1 Apr 2026)
• Peter Low

  IRN PJL01233

  • [FCA CF] Manager of certification employee (21 Sep 2020 to 8 Mar 2026)
  • [FCA CF] Client dealing (9 Dec 2019 to 8 Mar 2026)
  • CF30 Customer (20 Jan 2015 to 8 Dec 2019)
• Peter William Barbour

  IRN PWB01110

  • SMF13 Chair of the Nominations Committee (since 29 Apr 2025)
  • SMF9 Chair of the Governing Body (since 3 Feb 2025)
  • SMF11 Chair of the Audit Committee (since 1 Dec 2023)
  • [FCA CF] Material risk taker (since 1 Dec 2023)

No changes recorded yet.