ROTHSCHILD & CO GLOBAL MARKETS SOLUTIONS LIMITED

• Principal Place of Business

  Capital House

  85 King William Street

  London

  City Of London

  EC4N 7BL

  UNITED KINGDOM

  Phone

  +442070002020

  Web

  https://www.rothschildandco.com

• Complaints Contact

  Capital House

  85 King William Street

  London

  City Of London

  EC4N 7BL

  UNITED KINGDOM

  Phone

  +442070002020

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Petr Sazel

  IRN PXS00449

  • [FCA CF] Client dealing (14 Aug 2023 to 31 Jan 2024)
• Philip Hugh Caird Wilson

  IRN PHW01040

  • CF30 Customer (1 Apr 2014 to 31 May 2016)
• Philip James Burton

  IRN PJB01249

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (1 Apr 2014 to 8 Dec 2019)
• Philip John Risley

  IRN PJR01103

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • [FCA CF] Algorithmic trading (since 9 Dec 2019)
  • CF30 Customer (1 Apr 2014 to 8 Dec 2019)
• Pierra Morgan

  IRN PKP01005

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • CF30 Customer (1 Apr 2014 to 8 Dec 2019)
• Pierre Laurent

  IRN PXL01776

  • CF30 Customer (7 Dec 2017 to 18 Mar 2019)
• Po Shan Tsang

  IRN PST01059

  • [FCA CF] Client dealing (9 Dec 2019 to 9 Apr 2021)
  • CF30 Customer (20 Jul 2018 to 8 Dec 2019)
• Pooja Trusha Patel

  IRN PXP00115

  • [FCA CF] Client dealing (since 4 Mar 2024)
• Qize Ding

  IRN QXD00001

  • [FCA CF] Client dealing (since 1 Dec 2022)
• Rajat Kumar Chaudhury

  IRN RXC00773

  • [FCA CF] Client dealing (since 19 Sep 2024)

No changes recorded yet.