Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 14 Apr 2025)
    • [FCA CF] Material risk taker (since 1 Jan 2025)
    • [FCA CF] Client dealing (since 17 Jan 2023)
    • [FCA CF] Functions requiring qualifications (17 Jan 2023 to 1 Jul 2024)
  • ROTHSCHILD & CO GLOBAL MARKETS SOLUTIONS LIMITED (no longer approved here)

    FRN 607483

    • [FCA CF] Client dealing (9 Dec 2019 to 9 Apr 2021)
    • CF30 Customer (20 Jul 2018 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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