Mark Andrew Wallis

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc

    FRN 114216

    • [FCA CF] Client dealing (since 8 Dec 2021)
    • CF21 Investment Adviser (30 Nov 2002 to 4 Jul 2006)
  • ROTHSCHILD & CO GLOBAL MARKETS SOLUTIONS LIMITED (no longer approved here)

    FRN 607483

    • [FCA CF] Client dealing (3 Apr 2020 to 30 Jul 2021)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • [FCA CF] Client dealing (7 Mar 2017 to 19 Dec 2019)
    • CF30 Customer (1 Sep 2014 to 6 Mar 2016)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • [FCA CF] Client dealing (7 Mar 2017 to 19 Dec 2019)
    • CF30 Customer (1 Sep 2014 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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