Malini Khatri

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Macquarie Bank Ltd
FRN 170934
- [FCA CF] Client dealing (since 16 Oct 2023)
- [FCA CF] Client dealing (26 Oct 2022 to 23 Jan 2023)
- [FCA CF] Manager of certification employee (26 Oct 2022 to 23 Jan 2023)
Aviva Investors Global Services Limited (no longer approved here)
FRN 119178
- [FCA CF] Client dealing (2 Feb 2021 to 10 Mar 2022)
ROTHSCHILD & CO GLOBAL MARKETS SOLUTIONS LIMITED (no longer approved here)
FRN 607483
- CF30 Customer (12 Jul 2018 to 8 Dec 2019)
J.P. Morgan Securities plc (no longer approved here)
FRN 155240
- CF30 Customer (17 Sep 2015 to 6 Mar 2016)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.