Luc Demoulin

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

ROTHSCHILD & CO GLOBAL MARKETS SOLUTIONS LIMITED
FRN 607483
- [FCA CF] Manager of certification employee (since 1 Nov 2023)
- [FCA CF] Client dealing (since 25 Jun 2021)
Zadig Asset Management LLP (no longer approved here)
FRN 435957
- CF30 Customer (1 Nov 2007 to 30 Apr 2010)
- CF26 Customer Trading (27 Feb 2007 to 31 Oct 2007)
Nomura International Plc (no longer approved here)
FRN 124422
- CF26 Customer Trading (11 Feb 2004 to 11 Apr 2005)
CLSA (UK) (no longer approved here)
FRN 140836
- CF26 Customer Trading (23 Dec 2002 to 31 Jan 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.