ROTHSCHILD & CO GLOBAL MARKETS SOLUTIONS LIMITED

Date authorised
1 April 2014
Companies House
04710622
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Capital House
    85 King William Street
    London
    City Of London
    EC4N 7BL
    UNITED KINGDOM
    Phone
    +442070002020
    Web
    https://www.rothschildandco.com

  • Complaints Contact

    Capital House
    85 King William Street
    London
    City Of London
    EC4N 7BL
    UNITED KINGDOM
    Phone
    +442070002020

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jeremy Wauters

    IRN JPW01212

    • [FCA CF] Client dealing (24 Mar 2020 to 10 May 2022)
  • Jessica Claire Hanmer

    IRN JXH00868

    • SMF12 Chair of the Remuneration Committee (since 1 Dec 2023)
    • [FCA CF] Material risk taker (1 Dec 2023 to 11 Dec 2025)
  • Jessica Lynn Marino

    IRN JXM01270

    • [FCA CF] Client dealing (since 15 Dec 2022)
  • Joelle Tarrant

    IRN JXT01568

    • [FCA CF] Client dealing (since 13 Mar 2026)
  • Johanna von Arnim

    IRN JXV21925

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (15 Oct 2019 to 8 Dec 2019)
  • Johannes Marinus Maria Boomaars

    IRN JMB01179

    • CF2 Non Executive Director (10 Dec 2015 to 8 Dec 2019)
  • John Bernard Messenger

    IRN JBM01046

    • CF30 Customer (1 Apr 2014 to 8 Dec 2019)
  • John Heagerty

    IRN JAH01441

    • [FCA CF] Manager of certification employee (23 May 2024 to 26 Jul 2024)
    • [FCA CF] Client dealing (14 Aug 2023 to 26 Jul 2024)
  • John Paul Coughlan

    IRN JPC01101

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (3 Sep 2014 to 8 Dec 2019)
  • John Robert Stier

    IRN JRS01243

    • SMF9 Chair of the Governing Body (18 Sep 2023 to 13 Jun 2024)
    • SMF13 Chair of the Nominations Committee (12 Dec 2022 to 31 Mar 2025)
    • SMF14 Senior Independent Director (12 Dec 2022 to 18 Sep 2023)
    • SMF11 Chair of the Audit Committee (12 Dec 2022 to 1 Dec 2023)
    • SMF10 Chair of the Risk Committee (12 Dec 2022 to 4 Dec 2023)
    • [FCA CF] Material risk taker (1 Jan 2021 to 31 Mar 2025)
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Recent activity

Updates to this firm's record on the FCA register.

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