ROTHSCHILD & CO GLOBAL MARKETS SOLUTIONS LIMITED

• Principal Place of Business

  Capital House

  85 King William Street

  London

  City Of London

  EC4N 7BL

  UNITED KINGDOM

  Phone

  +442070002020

  Web

  https://www.rothschildandco.com

• Complaints Contact

  Capital House

  85 King William Street

  London

  City Of London

  EC4N 7BL

  UNITED KINGDOM

  Phone

  +442070002020

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• John delos Santos

  IRN JXD74725

  • [FCA CF] Client dealing (27 Nov 2020 to 20 Sep 2023)
• Jonathan Alexander Nelson Beake

  IRN JAB01479

  • CF30 Customer (7 Jul 2015 to 18 Aug 2016)
• Jonathan Andrew Dale

  IRN JAD01348

  • [FCA CF] Client dealing (since 1 Jan 2026)
• Jonathan James Ackerley

  IRN JJA01047

  • CF30 Customer (13 Dec 2016 to 24 Jan 2018)
• Jonathan Mark Kirk

  IRN JMK01048

  • [FCA CF] Client dealing (9 Dec 2019 to 13 Mar 2024)
  • CF30 Customer (1 Apr 2014 to 8 Dec 2019)
• Jonathan de Pracontal

  IRN JXD10184

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (14 Jan 2019 to 8 Dec 2019)
• Joseph Armstrong Barker

  IRN JXB02211

  • [FCA CF] Client dealing (since 31 Oct 2023)
• Joseph Orchard

  IRN JXO00240

  • [FCA CF] Client dealing (since 22 Mar 2023)
• Joseph Simon

  IRN JXS04233

  • [FCA CF] Client dealing (since 4 Jun 2025)
• Joseph Worsley

  IRN JMW01316

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (13 Jan 2015 to 8 Dec 2019)

No changes recorded yet.